Checklists: why are they there?
In 2021, regulatory agencies have the right to use checklists of questions during inspections (clauses 11.1-11.5 of Article 9 of the Federal Law of December 26, 2008 No. 294-FZ).
GIT checklists are a list of questions with which the state labor inspectorate checks how employing organizations comply with labor laws and regulations containing labor law standards.
The GIT checklists for 2021 were approved by Rostrud order No. 655 dated November 10, 2017. A total of 107 checklists for scheduled inspections. Using GIT checklists, inspectors can check:
- procedure for applying for a job;
- requirements for the content of employment contracts;
- the procedure for establishing and paying wages;
- procedure for establishing working hours;
- labor protection requirements when carrying out various types of work, other requirements.
Organizations can use checklists for self-examination and preparation for inspection by the labor inspectorate.
The checklists are presented in the form of a table that includes a question reflecting the content of the mandatory requirement being checked, an indication of the normative act and its specific structural unit that contains the requirement being checked, and a column for answering the question. The subject of a scheduled inspection carried out using checklists is limited to the list of questions included in the corresponding checklist.
Checklists are a list of questions. Based on the answers to them, the labor inspector can clearly determine whether the employer complies with the mandatory requirements of the law or not. Such sheets contain a fixed number of requirements, and the inspector must check whether the employer complies with them.
Scheduled inspections of GIT
Planned supervisory activities of the state labor inspectorate are carried out with a certain frequency. You can find out about a planned inspection in a specific organization from two sources:
- ,
- .
Planning is based on a risk-based approach. This means that all employers belong to one of the risk categories, which determines the regularity of inspections.
RISK GROUP | FREQUENCY OF SCHEDULED INSPECTIONS |
high | once every two years |
significant | once every three years |
moderate | once every 6 years |
average | once every 5 years |
short | are not carried out |
The inspection is obliged to notify the employer of the planned visit no later than three days before its start.
Scheduled inspections can be on-site or documentary. When documenting, the company sends the relevant package of documents to the supervisory authorities. On-site control is carried out at the location of the individual entrepreneur, organization or its branches.
You can find out whether the inspection will visit your company this year on the websites of regional State Tax Inspections, where the annual inspection plan must be published by November 10 ( Order of Rostrud dated June 13, 2019 N 160
). Thus, employers have time to prepare for the arrival of inspectors.
New Rostrud checklists from October 2021
Since October, labor inspectorates have had new questions for businesses. Rostrud approved 26 new checklists and canceled one old one (order dated April 11, 2018 No. 201). Now inspectors have a total of 132 checklists.
Using the new checklists, inspectors will check how companies comply with labor protection requirements in various jobs, for example in the coal or meat industry. A separate sheet is completely devoted to financial liability.
Rostrud recommends that companies check how internal control is organized using the “Electronic Inspector” online service (letter dated 03/07/2018 No. 837-TZ). He offers to answer questions from checklists, identify violations and receive recommendations on how to correct them.
Here is a list of new checklists (applicable from October 5, 2018):
Appendix No. 108. | Procedure for registering financial liability |
Appendix No. 109. | Guarantees for workers employed by individuals - individual entrepreneurs |
Appendix No. 110. | Guarantees for coal industry workers |
Appendix No. 111. | Guarantees for creative workers |
Appendix No. 112. | Guarantees for athletes and coaches |
Appendix No. 113. | Requirements for the organization of vocational education and training, additional vocational education, advanced training of workers, conclusion of student contracts |
Appendix No. 114. | Requirements for conducting a special assessment of working conditions by organizations conducting a special assessment of working conditions |
Appendix No. 115. | Occupational safety during work on the extraction of sand and gravel materials on floating mining equipment |
Appendix No. 116. | Labor protection during storage, transportation and sale of petroleum products |
Appendix No. 117. | Occupational safety when working on the operation of gas stations |
Appendix No. 118. | Labor protection when working on linear structures of cable transmission lines |
Appendix No. 119. | Occupational safety when working on radio relay communication lines |
Appendix No. 120. | Occupational safety when working in catering organizations |
Appendix No. 121. | Occupational safety when working in oil and fat industry organizations |
Appendix No. 122. | Labor protection when working in meat industry organizations |
Appendix No. 123. | Occupational safety when working in the production of sugar, molasses and confectionery products |
Appendix No. 124. | Labor protection during work on the production of fruits and vegetables |
Appendix No. 125. | Occupational safety during juice production work |
Appendix No. 126. | Occupational safety during plastic processing |
Appendix No. 127. | Occupational safety when working in tobacco industry organizations |
Appendix No. 128. | Occupational safety during the production of asbestos and asbestos-containing materials and products |
Appendix No. 129. | Labor protection during extraction (catching), processing of aquatic biological resources and production of certain types of products from aquatic biological resources |
Appendix No. 130. | Labor protection during work in light industry |
Appendix No. 131. | Labor protection during finishing work |
Appendix No. 132. | Occupational safety during roofing work |
Appendix No. 133. | Labor protection during the implementation of security (protection) of objects and (or) property |
Unscheduled inspections of GIT
The basis for an unscheduled visit by the labor inspectorate may be any discovered facts of violation by the employer of labor law standards. Information received from government bodies, from the media, from statements and appeals from citizens, including complaints from workers about violations of their labor rights, etc. is taken into account. The number of unscheduled inspections is not limited and depends on the number of relevant grounds.
The company will be notified of an unscheduled inspection no later than 24 hours in
before it starts. But if the basis was an employee’s complaint about working conditions, the inspector’s arrival is not announced in advance.
Download checklists for 2021
Below is a breakdown of the GIT checklists: check area and checklist number. Prepare for inspection and protect your business from fines!
Subject of inspection | Checklist number |
Compliance with labor regulation requirements for persons employed in underground work and in hazardous working conditions | № 18 |
Investigation and recording of industrial accidents and occupational diseases | № 20 |
Special assessment of working conditions (SOUT) | № 21 |
Informing workers about labor conditions and safety in the workplace, the risk of damage to health, the guarantees provided to them, the compensation they are entitled to and personal protective equipment | № 22 |
Checking compliance with labor protection requirements when working at height | № 23 |
Checking compliance with labor protection requirements during maintenance work on electrical installations | № 24 |
Checking compliance with labor protection requirements during construction work | № 25 |
Checking compliance with labor protection requirements when working in agriculture | № 26 |
Conducting mandatory preliminary and periodic medical examinations | № 27 |
Occupational safety training | № 28 |
Checking compliance with labor protection requirements during loading and unloading operations | № 29 |
Purchase, issuance and use of individual and collective protective equipment that have passed mandatory certification or declaration of conformity | № 30 |
Creation and operation of an occupational safety and health management system (OSMS) | № 31 |
Providing sanitary services and medical care for employees (including delivery of employees who become ill at work to a medical organization in case of need to provide them with emergency medical care) | № 33 |
Development and approval of rules and instructions on labor protection for workers | No. 34 (lost force) |
Ensuring the availability of a set of regulatory legal acts containing labor protection requirements in accordance with the specifics of the organization’s activities | № 35 |
Ensuring working conditions that meet labor safety requirements at each workplace | № 36 |
Familiarization of workers with labor protection requirements | № 37 |
Checking compliance with labor safety requirements when working in housing and communal services | № 38 |
Checking compliance with labor protection requirements during electric welding work | № 39 |
Checking compliance with labor protection requirements during gas welding work | № 40 |
Verification of compliance with labor protection requirements during work on the operation of thermal power plants | № 41 |
Checking compliance with labor protection requirements when working on the operation of refrigeration units | № 42 |
Checking compliance with labor protection requirements when working in confined spaces or confined spaces | № 43 |
Checking compliance with labor protection requirements when working with pressure vessels | № 44 |
Checking compliance with labor protection requirements during gas hazardous work | № 45 |
Checking compliance with labor protection requirements during hot work | № 46 |
Checking compliance with labor protection requirements during painting work | № 47 |
Verification of compliance with labor protection requirements during blasting operations | № 48 |
Verification of compliance with labor safety requirements during repair work on buildings and structures | № 49 |
Verification of compliance with labor protection requirements during work on the operation of water supply and sewerage networks | № 50 |
Checking compliance with labor safety requirements when working with pesticides (pesticides) and mineral fertilizers | № 51 |
Checking compliance with labor protection requirements when working in chemical laboratories | № 52 |
Checking compliance with labor safety requirements during installation, maintenance and repair of process equipment | № 53 |
Checking compliance with labor safety requirements during repair and maintenance of lifting machines | № 54 |
Checking compliance with occupational safety requirements during painting work | № 55 |
Checking compliance with occupational safety requirements when operating boiler rooms | № 56 |
Verification of compliance with labor protection requirements when working on the operation of gas facilities | № 57 |
Verification of compliance with labor protection requirements during operations at the fuel oil facility | № 58 |
Verification of compliance with labor protection requirements when operating solid fuel warehouses | № 59 |
Verification of compliance with labor protection requirements during work on the operation of technological transport | № 60 |
Checking compliance with labor protection requirements when working with tools and devices | № 61 |
Verification of compliance with labor protection requirements during logging, forestry and woodworking work | № 62 |
Verification of compliance with labor protection requirements when working in sea and river ports | № 63 |
Checking compliance with labor safety requirements during excavation work | № 64 |
Checking compliance with labor protection requirements during the operation of conveyors | № 65 |
Checking compliance with labor protection requirements when charging and servicing batteries | № 66 |
Checking compliance with labor protection requirements during warehousing work | № 67 |
Checking compliance with labor safety requirements during draining and loading of petroleum products | № 68 |
Verification of compliance with labor protection requirements during maintenance, repair and inspection of the technical condition of vehicles | № 69 |
Verification of compliance with labor protection requirements when transporting goods and passengers using vehicles | № 70 |
Checking compliance with labor protection requirements when operating trucks | № 71 |
Verification of compliance with labor protection requirements during work on the operation of in-plant transport | № 72 |
Checking compliance with labor protection requirements during installation work | № 73 |
Verification of compliance with labor protection requirements during work on the manufacture and assembly of metal structures | № 74 |
Checking compliance with labor protection requirements when working on cold metal working | № 75 |
Verification of compliance with labor protection requirements during operation and maintenance of machine-building production equipment | № 76 |
Checking compliance with labor protection requirements when working in foundries | № 77 |
Checking compliance with labor safety requirements when working in mechanical engineering organizations | № 78 |
Checking compliance with labor safety requirements during repair work on bridges and overpasses | № 79 |
Verification of compliance with labor safety requirements during maintenance and repair of intra-port transport | № 80 |
Verification of compliance with labor protection requirements when working on the operation of machines and mechanisms in the port territory | № 81 |
Checking compliance with labor safety requirements during the operation of lifting machines and mechanisms | № 82 |
Checking compliance with labor protection requirements when carrying out plumbing and plumbing work | № 83 |
Checking compliance with labor protection requirements during dry cleaning and laundry work | № 84 |
Checking compliance with labor safety requirements when operating a bulldozer | № 85 |
Checking compliance with labor safety requirements when operating an excavator | № 86 |
Checking compliance with labor protection requirements when operating a tractor | № 87 |
Checking compliance with labor safety requirements during road repair work | № 88 |
Checking compliance with labor protection requirements when operating the skating rink | № 89 |
Checking compliance with labor safety requirements when laying asphalt concrete | № 90 |
Checking compliance with labor safety requirements when working on road markings | № 91 |
Checking compliance with labor safety requirements when working in printing organizations | № 92 |
Checking compliance with labor protection requirements during soldering, tinning, surfacing work | № 93 |
Checking compliance with labor protection requirements when working on metalworking machines and equipment | № 94 |
Verification of compliance with labor protection requirements during operation, transportation and storage of liquefied gas cylinders and gas cylinders | № 95 |
Checking compliance with labor safety requirements during cement production work | № 96 |
Checking compliance with labor protection requirements during milk processing work | № 97 |
Checking compliance with labor safety requirements when working on the production of bakery and pasta products | № 98 |
Checking compliance with labor safety requirements when working on the production of alcoholic and non-alcoholic products | № 99 |
Verification of compliance with the requirements to ensure that measures are taken to prevent emergency situations, preserve the life and health of workers in the event of such situations, including providing first aid to victims | № 100 |
Checking compliance with labor protection requirements when working on gas-flame processing of metals | № 101 |
Checking compliance with labor protection requirements during spraying and metal coating work | № 102 |
Checking compliance with labor protection requirements when working on heat treatment of metals | № 103 |
Checking compliance with labor safety requirements during repair and maintenance of agricultural machinery | № 104 |
Verification of compliance with labor protection requirements during operation of commercial warehouses, bases and refrigerators | № 105 |
Checking compliance with labor safety requirements when working on urban electric transport | № 106 |